Anti-Bribery for UK Investment Firms - 2025/26

This course is designed for staff at FCA-regulated investment firms. It provides a clear understanding of bribery and corruption risks, the controls firms use to manage those risks, and the responsibilities that apply to individuals in their day-to-day roles.This course can be used for new joiner induction or as refresher training for existing staff.

Comprehensive Cyber Security Training for UK Financial Institutions 2025/26

A detailed 90-minute course providing practical training for all staff who require a more comprehensive understanding of cyber security risks. This course will give Learners a deep understanding of cyber security terminology, threat scenarios and preventative behaviours. Realistic case studies show how cyber risks can materialise and the potential impact on individuals and firms.

Anti-Money Laundering for UK Investment Firms - 2025/26

This course gives learners a practical understanding of money laundering and terrorist financing risks, and how FCA-regulated investment firms are expected to identify, manage and escalate those risks.This course can be used for new joiner induction or as refresher training for existing staff.

Core Firms - SMCR Conduct Rules 2025/26

This course provides a focused overview of the Individual Conduct Rules for staff at Core Firms who are subject to SMCR but are not Senior Managers and are not subject to the Certification Regime.This course can be used for both introductory and refresher training.

Core Firms - SMCR for Certified Staff 2025/26

This course explains the SMCR requirements that apply to individuals performing Certification Functions at Core Firms, including the Certification Regime and the Conduct Rules. This course is suitable for:Individuals performing Certification FunctionsSenior Managers who supervise Certified EmployeesProject managers and administratorsThis course can be used for both introductory and refresher training.

Core Firms - SMCR for Senior Managers 2025/26

This course explains the SMCR requirements that apply to Senior Managers at Core Firms, including the Senior Managers Regime, the Certification Regime and the Conduct Rules. It gives Senior Managers the knowledge they need to understand their responsibilities, obligations and personal accountability.In addition to Senior Managers, this course is also suitable for:Individuals reporting to Senior ManagersProject managers and administratorsThis course can be used for both introductory and refresher training.

Core Firms - SMCR Overview 2025/26

This course provides a clear overview of the SMCR requirements that apply to Core Firms. It explains the key components of the regime and helps firms and relevant staff understand how SMCR applies in practice.This course is suitable for anyone who wants to strengthen their understanding of SMCR from a firm-wide perspective, including:Senior ManagersProject managers and administratorsCompliance, risk and audit professionalsHuman resources professionalsThis course can be used for both introductory and refresher training.

FCA Compliance Induction for Senior Managers at Investment Firms - 2025/26

This course introduces the FCA compliance concepts that apply to investment firms and to individuals performing Senior Manager roles. It also provides practical guidance on managing compliance risk and responding appropriately when issues arise.This module is suitable for anyone starting in a Senior Manager role at an FCA-regulated investment firm under the Senior Managers and Certification Regime.

FCA Compliance Induction for Investment Firms - 2025/26

This course introduces the key FCA compliance concepts that apply to investment firms and to individuals working within them. It also gives practical guidance on what to do when compliance issues arise.This module is suitable for anyone joining an FCA-regulated investment firm, other than Senior Managers, who should take “FCA Induction for Senior Managers at UK Investment Firms”.

FCA Compliance Refresher for Investment Firms - 2025/26

This course refreshes key FCA compliance concepts that apply to investment firms and to individuals working within them. It also reinforces the practical steps to take when compliance issues arise.This module is suitable for anyone working at an FCA-regulated investment firm, other than Senior Managers, who should take “FCA Refresher for Senior Managers at UK Investment Firms”.

FCA Compliance Refresher for Senior Managers at Investment Firms - 2025/26

This course refreshes the FCA compliance concepts that apply to investment firms and to individuals performing Senior Manager roles. It also reinforces practical guidance on managing compliance risk and responding appropriately when issues arise.This module is suitable for anyone working as a Senior Manager at an FCA-regulated investment firm under the Senior Managers and Certification Regime.

Introductory Cyber Security Training for UK Financial Institutions 2025/26

A concise 45-minute course for all staff who need a clear, practical overview to cyber security. The course explains core terminology, common threat methods and the preventative behaviours that help reduce cyber risk at work and at home.

Limited Scope Firms - SMCR Conduct Rules 2025/26

This course provides a focused overview of the Individual Conduct Rules for staff at Limited Scope Firms who are subject to SMCR but are not Senior Managers and are not subject to the Certification Regime.This course can be used for both introductory and refresher training.

Limited Scope Firms - SMCR for Certified Staff 2025/26

This course explains the SMCR requirements that apply to individuals performing Certification Functions at Limited Scope Firms, including the Certification Regime and the Conduct Rules. This course is suitable for:Individuals performing Certification FunctionsSenior Managers who supervise Certified EmployeesProject managers and administratorsThis course can be used for both introductory and refresher training.

Limited Scope Firms - SMCR for Senior Managers 2025/26

This course explains the SMCR requirements that apply to Senior Managers at Limited Scope Firms, including the Senior Managers Regime, the Certification Regime and the Conduct Rules. It gives Senior Managers the knowledge they need to understand their responsibilities, obligations and personal accountability.In addition to Senior Managers, this course is also suitable for:Individuals reporting to Senior ManagersProject managers and administratorsThis course can be used for both introductory and refresher training.

Market Abuse Training for UK Investment Firms - 2025/26

This course provides a practical overview of the UK market abuse framework, the behaviours firms and individuals must avoid, and the consequences of getting it wrong.This course can be used for new joiner induction or as refresher training for existing staff.

Limited Scope Firms - SMCR Overview 2025/26

This course provides a clear overview of the SMCR requirements that apply to Limited Scope Firms. It explains the key components of the regime and helps firms and relevant staff understand how SMCR applies in practice.This course is suitable for anyone who wants to strengthen their understanding of SMCR from a firm-wide perspective, including:Senior ManagersProject managers and administratorsCompliance, risk and audit professionalsHuman resources professionalsThis course can be used for both introductory and refresher training.

Enhanced Firms - SMCR for Certified Staff 2025/26

This course explains the SMCR requirements that apply to individuals performing Certification Functions at Enhanced Firms, including the Certification Regime and the Conduct Rules. This course is suitable for:Individuals performing Certification FunctionsSenior Managers who supervise Certified EmployeesProject managers and administratorsThis course can be used for both introductory and refresher training.

Enhanced Firms - SMCR for Senior Managers 2025/26

This course explains the SMCR requirements that apply to Senior Managers at Enhanced Firms, including the Senior Managers Regime, the Certification Regime and the Conduct Rules. It gives Senior Managers the knowledge they need to understand their responsibilities, obligations and personal accountability.In addition to Senior Managers, this course is also suitable for:Individuals reporting to Senior ManagersProject managers and administratorsThis course can be used for both introductory and refresher training.

Enhanced Firms - SMCR Overview 2025/26

This course provides a clear overview of the SMCR requirements that apply to Enhanced Firms. It explains the key components of the regime and helps firms and relevant staff understand how SMCR applies in practice.This course is suitable for anyone who wants to strengthen their understanding of SMCR from a firm-wide perspective, including:Senior ManagersProject managers and administratorsCompliance, risk and audit professionalsHuman resources professionalsThis course can be used for both introductory and refresher training.